Regulatory Compliance Financial Services Counsel
axiomtalentplatform · US - US - New York · $105k–$325k
- Posted
- 46 days ago
- Last confirmed live
- 3 days ago
- Published range
- $105k–$325k
What this role involves
Axiom is seeking a Financial Services Regulatory Counsel to join their Banking and Financial Services team. The role involves providing legal advice on regulatory compliance, drafting policies, and collaborating with clients and regulators on remediation projects. The position requires on-site availability in New York and expertise in broker-dealer regulations, margin lending, and swap dealer compliance.
Skills this posting asks for
- broker-dealer regulations
- margin lending rules
- swap dealer compliance
- cftc
- finra
- sec
- state regulations
- aml
- kyc
- client onboarding
- private markets
- alternative investment managers
- equipment financing
- insurance
- regulatory compliance
- legal drafting
- negotiation
- compliance policies
- remediation
- risk management
- regulatory documentation
- technology
- problem-solving
Requirements
- Level: senior
- Remote policy: hybrid
From the employer’s posting
Join Our Team as an Attorney at Axiom We are seeking a Financial Services Regulatory Counsel to join our Banking and Financial Services team. In this role, you will provide expert legal advice and support to clients on re…
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