Investment Management Counsel

What this role involves

Axiom seeks an Investment & Wealth Management Counsel with 6+ years of experience to provide legal advice on investment advisory, fiduciary obligations, and wealth management matters. The role involves drafting agreements, ensuring regulatory compliance with SEC and FINRA, and collaborating with internal and external teams.

Skills this posting asks for

• investment advisory
• wealth management
• fiduciary compliance
• sec regulations
• finra regulations
• investment advisers act of 1940
• drafting investment advisory agreements
• trust agreements
• asset allocation
• portfolio diversification
• unregistered funds
• private investment vehicles

Requirements

• 6 years of experience
• Level: senior

From the employer’s posting

<div class="group w-full text-gray-800 dark:text-gray-100 bor…