Financial Crimes Compliance Manager - Vice President

What this role involves

The Financial Crimes Compliance Manager - Vice President role at iCapital involves ensuring compliance with AML regulations, reviewing escalations, overseeing third-party testing, and coordinating with regulators. Candidates require 10-15 years of experience in financial compliance, ACAMS certification, and expertise in relevant securities laws.

Skills this posting asks for

• aml
• kyc
• cft
• sanctions compliance
• regulatory compliance
• investment company act
• securities act
• cayman islands aml regulations
• suspicious activity reporting
• anti-money laundering
• broker dealer
• registered investment adviser

Requirements

• 10 years of experience
• Level: senior
• Remote policy: hybrid

From the employer’s posting

  About the Role iCapital is looking for a Vice President candidate to join its Regulatory and Compliance team to work with senior members of the Compliance team. The candidate will be responsible for ensuring compliance with AML regulatory requirements within…